Industry Specific Solutions

360training.com.com courses are available anywhere there is a computer with an internet connection.  Our courses utilize multimedia visuals and sounds to convey the training message in a fun, engaging, cost and time-saving way. 

All of our training courses are available to your organization through our web-based system and we handle all reporting to governing bodies for you.  Or, if your organization is currently using a learning management system to assign, track, and organize your compliance training, we can integrate our SCORM, IMS, or AICC compliant curriculum into your organization’s current learning management system.  We also offer our own fully-hosted learning management system, Learning Suite 360™, and can develop customized courses for any specific training needs you may have.

Firm Element Continuing Education Library

Our expansive firm element continuing education library features over 100 online courses to help you stay compliant while providing quality education to help all your registered representatives stay current on industry trends and hot topics.
Firm Element Continuing Education Library
Our expansive firm element continuing education library features over 100 online courses to help you stay compliant while providing quality education to help all your registered representatives stay current on industry trends and hot topics.

Featured Courses and Categories

Firm Element CE Library Highlights:

  • 100+ courses for hot industry topics
  • 100% web-based and self-paced
  • Advanced CE completion, tracking and reporting
  • Administrator or user defined enrollment
  • Dual-credit options for CE (“double-dipping”)
  • Customized e-learning programs available

Annual Training Needs Analysis (Rule 1120)

360training.com delivers annual training needs analysis and CE plan development services, offering FINRA member firms a turn-key, cost effective solution for complying with Rule 1120. Take advantage of either our custom outsourcing services or use our web-based CE Planner® platform internally to develop and document your firm’s annual continuing education plans.

After your plan is developed, implement your CE program by delivering online courses from our expansive firm element CE library through our Learning Management System.

Annual Training Needs Analysis Solution Highlights:

  • Custom outsourcing or web-based solution
  • Turn-key plan development and documentation
  • Advanced diagnostics and surveying capabilities
  • CE course delivery and tracking via robust LMS
  • “Double-dip” CE credits across multiple industries (Insurance, CFP, CPA)

Customized Outsourcing Services

Our compliance management experts will assist your firm in meeting Rule 1120 which requires your firm conduct an annual needs analysis and develop a CE training plan. Experienced compliance consultants provide a custom tailored needs analysis and CE plan in accordance with FINRA, NYSE, CBOE and SEC requirements.

Services include:

  • Custom development of needs analysis questionnaire
  • Delivery, collection, analysis of questionnaire results
  • Course recommendations summary
  • Customized firm written continuing education training plan.

Web-based Platform (CE Planner®)

CE Planner® by 360training.com is a complete web-based compliance solution assisting FINRA member firms in conducting their annual training needs analysis and CE Plan in compliance with Rule 1120. CE
Planner is an online solution which fully automates the development of this annual requirement, dramatically reducing time and costs involved by distributing questionnaires, collecting data and compiling individual results into a comprehensive, cumulative roll-up report. CE Planner® compares these results with the firm profile and generates personalized course recommendations and a custom tailored CE Plan. This process is recorded and archived in your secure and private login account, available 24X7 for instant retrieval of detailed reporting. Our unique tracking and reporting system allows compliance officers to select auto reports and email reminders. Administrators designate the frequency, alerting the representative of their status to be fulfilled thus eliminating the need for administrator follow-up.

Compliance e-Questionnaires

360training.com provides a web-based, electronic platform for managing the distribution, collection and analysis of your FINRA required annual compliance questionnaires. Our compliance experts work with your firm to develop custom tailored questionnaires specific to your business activities, organization structure and representative needs. Results are collected, compiled and delivered to you in the form of a cumulative report, providing a verifiable audit trail documenting representative completion and compliance actions taken regarding specific red flag notifications.

e-Questionnaire Services for:

  • Annual training needs analysis
  • Annual compliance questionnaires
  • Outside business activities
  • Proprietary, firm-specific questionnaires

e-Questionnaire Features & Benefits:

  • Fully web-based, customizable and paperless
  • Cumulative, audit verifiable reporting
  • Advanced question and response workflows
  • Dramatically reduced administrative time and cost
  • Increased compliance visibility

Annual Compliance Meeting (ACM) On-Demand

360training.com on-demand Annual Compliance Meeting (ACM) solution provides an online webcast platform to help you reach your reps across the state or the globe, streamlining your compliancy with FINRA Rule 3010 (a) (7) requirements. 360training.com provides end-to-end support, from the inception of your ACM to post-meeting compliance follow-up. Our on-demand ACM solutions offer significant cost savings on administrative time, travel and attendance.

Fully customize your on-demand ACM webcast with graphics, audio and video that we produce for you. Enhance your ACM with digital content from our existing firm element e-learning library. ACM webcasts can also be delivered live and recorded for on-demand playback at a later date.

ACM On-Demand Features

  • Authenticated login and unique user IDs
  • User time tracking of presentation content
  • Interactive email Q&A and feedback
  • Optional Post meeting questionnaires