Securities Pre-Licensing

Securities Licensing & Firm Element Securities Licensing

The faster your new hires are successfully licensed, the faster they can produce for the firm. Our securities license exam preparation solutions offer everything your representative candidates need to pass the exam the first time.

Training programs available include:

  • Series 6 – Investment Company/Variable Contracts Rep
  • Series 7 – General Securities Rep Exam
  • Series 24 – General Securities Principal Exam
  • Series 26 – Investment Company Principal
  • Series 63 – Uniform Securities Agent Exam
  • Series 65 – Uniform Investment Advisor Law
  • Series 66 – Uniform Combined State Law

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