These courses examine insider trading, define the role of the "insider,” explain the negative impact of this practice on a company, and outline the steps a company can take to prevent and address this kind of activity. These courses also introduce the SEC's laws for compliance in relation to insider trading.
|Preventing Insider Trading: Laws, Compliance, Penalties (Compliance Snapshot)||No. of Users:||1 hrs||$50.00|
|Preventing Insider Trading (Comprehensive Course)||No. of Users:||1 hrs||$50.00|
|Anti-Money Laundering: Institutional Issues (Interactive)||No. of Users:||2 hrs||$50.00|
|Preventing Insider Trading: Introduction to Insider Trading (Compliance Snapshot)||No. of Users:||1 hrs||$50.00|
|Anti-Money Laundering for Financial Professionals||No. of Users:||2 hrs||$25.00|