Firm Element Investments: ETFs

Investments: ETFs

25.00 25.00
$25.00
PRICE PER USER
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  • Course Delivery: On Demand
  • Duration: 1 

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Description

Today, ETFs are one of the most rapidly growing areas in the investment fund industry worldwide. ETFs are expected to increasingly capture new investment flows from individual investors, financial advisors, and large institutional managers. The mutual fund scandals of 2003 and 2004 accelerated the trend for investors to shift money into tradable and cost efficient vehicles where they have more control over their investments, such as Closed-End Funds (CEFs), ETFs, exchange traded notes (ETNs), and exchange trade-commodities (ETCs). Some of the topics covered in this course are:
- A review of the history and nature of exchange traded funds
- Comparisons of ETF and related securities to more conventional investment securities
- FINRA’s stated position on ETF suitability
- A discussion of the concern with understanding the complexity of ETFs
- Recent litigation faced by a popular ETF sponsor

 

Topics Covered

This course covers the following topics:Lesson 1: Essential PrinciplesLesson 2: Reasonable Communications Lesson 3: Review and Approval Lesson 4: Electronic Communications
 

Prerequisites

n/a
 

Subject Matter Expert

This course is created and brought to you by 360training.com, Inc, a leading provider of accredited e-learning courses to working professionals through today's leading schools, associations and corporations. 360training.com high quality e-learning courses assist thousands of working professionals each month in a wide range of disciplines to succeed in today's marketplace, renew licenses, acquire certification or prepare for a new profession.
 

End of Course Instructions

Congratulations! You have successfully completed your online course; you may now print your certificate(s) online from your default login page (you may need to refresh this page)
 

Quiz Information

You will not be required to pass the quizzes to move on to the next lesson.
 

Exams

You will be required to pass the final exam with a 70% in order to receive course credit.

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