Firm Element Private Placement Securities - Supervisor

Private Placement Securities - Supervisor

25.00 25.00

  • Course Delivery: On Demand
  • Duration: 1

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The private placement of securities involves the offer and sale of a security not involving a public offering. Under the 1933 Securities Act (1933 Act), a public offering requires the filing of a registration statement with the Securities and Exchange Commission (SEC) and the final authorization to offer such security to the public by this regulator. These provisions are not imposed upon the distribution of the private placement security. It is possible to offer and sell substantial offerings with no or little SEC involvement.

Topics Covered

This course covers the following topics: Lesson 1: Life InsuranceLesson 2: Health InsuranceLesson 3: Long Term Care InsuranceLesson 4: Disability Insurance



End of Course Instructions

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Quiz Information

You will not be required to pass the quizzes to move on to the next lesson.


You will be required to pass the final exam with a 70% in order to receive course credit.

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