This course is intended to provide guidance to broker/dealer-compliance and supervisory personnel in understanding regulatory rules and issues generally related to communication with the public and more specifically electronic communication.
Upon completion of the course, the student will be able to: Learn Basic SEC and FINRA RulesUnderstand Select Electronic Communication Regulations Acquaint with Issues for Advertising and Sales Literature about Variable Contracts
This course covers the following topics: Lesson 1: The Estate Planning Process And Documents Of Transfer Lesson 2: Unified Transfer Tax System And Generation Skipping Transfer Tax (GSTT) Lesson 3: Trusts Lesson 4: Marital Deduction Planning Lesson 5: Charitable Deduction Planning Lesson 6: Intra-Family Business And Property Transfers Lesson 7: Post-Mortem Estate Planning
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This course is created and brought to you by 360training.com, Inc, a leading provider of accredited e-learning courses to working professionals through today's leading schools, associations and corporations. 360training.com high quality e-learning courses assist thousands of working professionals each month in a wide range of disciplines to succeed in today's marketplace, renew licenses, acquire certification or prepare for a new profession.
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