Innovations in the area of electronic communications over the last few decades have altered how people communicate with each other. These innovations have brought, and continue to bring, new challenges to FINRA members in the establishment of supervisory systems and procedures for electronic communications that are reasonably designed to achieve compliance with applicable federal securities laws and self regulatory organization (SRO) rules.
This course covers the following topics: Content mandated on national core exam for Property and Casualty exam State Law regulations for students home state Questions on national and state law topics as shown in state outline
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