Business Conduct Practices

Employee conduct is essential to the success of any business, but this is especially the case in the financial industry. The aim of Business Conduct Practices is to enable a company to meet compliance and risk management responsibilities in an efficient manner. This course provides an understanding of the expectations associated with business conduct towards the various entities an employee may interact with. Business conduct practices are defined at the outset, followed by explanations of the ethical issues associated with various business interfaces, and the appropriate behavior in each context from both a company and an employee perspective.