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Preventing Insider Trading (Comprehensive Course)

Get an in-depth look at what constitutes insider trading, why it's illegal, the applicable SEC regulations, and preventative insider trading plans.

Includes: Certificate of Completion

Duration: 1 Hour(s) | Language: English

About this Course

This course introduces the concept of insider trading. You will learn what constitutes insider trading and who is characterized as an 'insider.' This course will also shed light on the many negative effects of insider trading and how best a company can prevent this type of activity. This course also introduces the SEC's laws for compliance in relation to insider trading. You will also learn about insider trading plans and the types of information they should include.

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  • Enroll employees in courses they need
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  • Achieve companywide compliance goals
  • Get help from a dedicated support team
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