Firm Element FINRA and Back Office Functions (Interactive)

FINRA and Back Office Functions (Interactive)

25.00 25.00
$25.00
PRICE PER USER
$
X
USERS


=
SUBTOTAL
$

Enroll in Just This Course - $25.00

  • Course Delivery: On Demand
  • Duration: 2

Chat Live | Contact Us | Toll Free: (888) 360-8764

 

Description


 

Course Objectives

Upon completion of this course, the student should be able to:
- List the different departments the back office includes
- Describe the rules that pertain to a successful delivery of a certificate
- Understand the special considerations associated with delivering municipal bonds
- Explain the two different sets of records for which a registered representative is responsible
- Understand the current proposed licensing requirements for back office personnel

 

Prerequisites

n/a

 

End of Course Instructions

Congratulations! You have successfully completed your online course; you may now print your certificate(s) online from your default login page (you may need to refresh this page)

 

Quiz Information

You will not be required to pass the quizzes to move on to the next lesson.

 

Exams

You will be required to pass the final exam with a 70% in order to receive course credit.

Why Choose 360training.com?

  • Fast and easy courses completion
  • Get an education faster than at traditional colleges!
  • 100% online - No classroom attendance required.
  • Online customer support
  • Over 500,000+ certified nationwide.

Got questions? Contact us below or call 877-881-2235

Contact Sales

NOTE: Need Help? Are you an existing customer?
For all complaints or concerns Click here. For all sales enquiries, please fill out the form below.

* *
* *
* *
Comments