Firm Element Introduction to TRACE (Interactive)

Introduction to TRACE (Interactive)

25.00 25.00

  • Course Delivery: On Demand
  • Duration: 1 

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This course will introduce you to TRACE - the Transaction Reporting and Compliance Engine for the gathering and dissemination of market data in the bond market. For purposes of presentation, the material is divided into two lessons:
- Lesson One - Background and History of TRACE
- Lesson Two - Policy Objectives, Key Provisions of TRACE, Mechanics of TRACE


Course Objectives

Upon completion of the course the student should have gained:
(i) an understanding of how and why TRACE developed and how it fits into the overall scheme of financial regulation, and
(ii) an understanding of the basic provisions of TRACE and some familiarity with the mechanics of its operation.




End of Course Instructions

Congratulations! You have successfully completed your online course; you may now print your certificate(s) online from your default login page (you may need to refresh this page)

Quiz Information

You will not be required to pass the quizzes to move on to the next lesson.


You will be required to pass the final exam with a 70% in order to receive course credit.

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