Firm Element Private Placement Securities - Advanced

Private Placement Securities - Advanced

25.00 25.00

  • Course Delivery: On Demand
  • Duration: 1 

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Course Objectives

At the conclusion of this course, you should be able to:

  • Describe the SEC's Regulation D.
  • Differentiate between Rule 502, 503, 504, 505, 506, 507, and 508.
  • Interpret the compliance considerations within Regulation D.
  • Outline non Regulation D transactions.
  • Describe Blue Sky regulations.

Topics Covered

This course covers the following topics:
Lesson 1: Insurance Principles and Legal Responsibilities
Lesson 2: Legal Responsibilities in the Agency
Lesson 3: Legal Responsibilities with the Insured
Lesson 4: Legal Responsibilities in the Insurance Contract
Lesson 5: Legal Responsibilities in Liability
Lesson 6: Legal Responsibilities in Consumer Protection
Lesson 7: Legal Responsibilities and HIPAA
Lesson 8: Legal Issues in Insurance Fraud


Subject Matter Expert

This course is created and brought to you by 360training, a leading provider of accredited e-learning courses to working professionals through today's leading schools, associations and corporations. 360training's high-quality e-learning courses assist thousands of working professionals in a wide range of disciplines, helping them to succeed in today's marketplace, to renew licenses, to acquire certification or to prepare for a new profession.


End of Course Instructions

Upon successful completion of the course, you will be able to print a certificate of completion from your training page.


Quiz Information

You will not be required to pass the quizzes to move on to the next lesson.



You will be required to pass the final exam with a 70% in order to receive course credit.

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