Private Placement Securities - Advanced
Enroll in Just This Course - $25.00
- Course Delivery: On Demand
- Duration: 1
At the conclusion of this course, you should be able to:
- Describe the SEC's Regulation D.
- Differentiate between Rule 502, 503, 504, 505, 506, 507, and 508.
- Interpret the compliance considerations within Regulation D.
- Outline non Regulation D transactions.
- Describe Blue Sky regulations.
This course covers the following topics:
Lesson 1: Insurance Principles and Legal Responsibilities
Lesson 2: Legal Responsibilities in the Agency
Lesson 3: Legal Responsibilities with the Insured
Lesson 4: Legal Responsibilities in the Insurance Contract
Lesson 5: Legal Responsibilities in Liability
Lesson 6: Legal Responsibilities in Consumer Protection
Lesson 7: Legal Responsibilities and HIPAA
Lesson 8: Legal Issues in Insurance Fraud
Subject Matter Expert
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End of Course Instructions
Upon successful completion of the course, you will be able to print a certificate of completion from your training page.
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