Banking & Financial Compliance

Banking & Financial Compliance

  • 16 Courses

Let 360training.com take care of all your Human Resource and Compliance training needs! With courses in conflict resolution, harassment, and business ethics, our updated course content will train your employees to be prepared for anything.

Banking Financial Compliance

Money laundering plays a fundamental role in facilitating the ambitions of drug traffickers, terrorists, organized criminals, insider dealers, tax evaders, and many others who need to avoid the attention from authorities that sudden wealth from illegal activities brings. In using money laundering, criminals seek to make their ill-gotten profits beyond the reach of asset forfeiture laws.

Financial institutions such as insurance companies are at the forefront of the battle against money launderers. Under current legislation, insurance companies are responsible for policing their financial dealings and reporting suspicious transactions. This course will examine anti-money laundering regulation in the insurance industry, specifically focusing on the USA PATRIOT Act of 2001, the Suspicious Activities Report (SAR), the Customer Identification Programs (CIP), and the "Know Your Customer" provision (KYC).

Filter Options

    Courses (16)

    Anti-Money Laundering - Supervisors

    • Course Delivery: On Demand
    • Credit Hours: 1 Hour(s)

    Coping with SEC Rule 151A

    • Course Delivery: On Demand
    • Credit Hours:

    Do Not Call & the Securities Industry

    • Course Delivery: On Demand
    • Credit Hours:

    Financial Reporting (Comprehensive Course)

    • Course Delivery: On Demand
    • Credit Hours:
    *indicates Course Duration. This Course is not for Credit Hours.
    Show More Courses (12)

    What's Popular (16)

    Preventing Insider Trading (Comprehensive Course)

    • Course Delivery: On Demand
    • Credit Hours:

    FINRA Communication Standards

    • Course Delivery: On Demand
    • Credit Hours:
    *indicates Course Duration. This Course is not for Credit Hours.
    Show More Popular Courses (12)
    Why Choose 360training.com?
    • We've served over 4 million learners worldwide.
    • Choose from over 6,000 courses available in 15+ industries.
    • We are approved and accredited by 450 regulators.
    • Our easy-to-use, freemium LMS is used by 3,600+ businesses.
    See More About Why360
     

    Privacy Policy  |   Legal

    ©2021 360training

    ©2021 360training