Public outcry has resulted in the states seeking protection for consumers through legislation. Recently, this effort has been taken to a national level, with the establishment of the National Do Not Call Registry.
At the conclusion of your study of the material in this course, you should be able to:
- Identify the main points of the Do Not Call legislation
- Understand the DNC's ramifications on the securities industry
- Recognize penalties for violating the DNC
- Apply risk management techniques to avoid potential violations and fines
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