This course is a discussion of the basic rules and standards that apply to all forms of communication with the public. The focus is on the registered representative and the everyday challenges they face in conducting business within the confines of strict regulatory parameters.
At the conclusion of this course, the student will be able to:
- Describe the basics of communicating with the public.
- Apply the basics of communicating with the public to everyday practice.
- Paraphrase FINRA Rules 2210 and 2211.
- Summarize electronic communications.
End of Course Instructions
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